None

3.1.1 Definition of “Rough Consensus”

Achieving “rough consensus” does not mean that proposals are voted for and against, nor that the number of “yes's”, “no's” and “abstentions” – or even participants – are counted, but that the proposal has been discussed not only by its author(s) but also by other members of the community, regardless of their number, and that, after a period of discussion, all critical technical objections have been resolved.

In general, this might coincide with a majority of members of the community in favour of the proposal and with those who are against the proposal basing their objections on technical reasons as opposed to “subjective” reasons. In other words, low participation or participants who disagree for reasons that are not openly explained should not be considered a lack of consensus.

Objections should not be measured by their number but instead by their nature and quality within the context of a given proposal. For example, a member of the community whose opinion is against a proposal might receive many “emails” of support, yet the Chairs might consider that the opinion has already been addressed and technically refuted during the debate; in this case, the Chairs would ignore those expressions of support against the proposal.

For information purposes, the definition of “consensus” used by the RIRs and the IETF is actually that of “rough consensus”, which allows better clarifying the goal in this context, given that “consensus” (Latin for agreement) might be interpreted as “agreed by al”’ (unanimity).

More specifically, RFC7282, explains that “Rough consensus is achieved when all issues are addressed, but not necessarily accommodated.”

Consequently, the use of “consensus” in the PDP must be interpreted as “rough consensus”.

3.3 The Policy Development Working Group (PDWG)

The Policy Development Working Group (PDWG) discusses the proposals. Anyone may participate via the Internet or in person. PDWG work is carried out through the Resource Policy Discussion mailing list (rpd@afrinic.net) and the bi-annual AFRINIC Public Policy Meetings (PPM). Any person, participating either in person or remotely, is considered to be part of the Policy Development Working Group.

The Policy Development Working Group has two Chairs to perform its administrative functions. The PDWG Chairs are chosen by the AFRINIC community during the Public Policy Meeting and serve staggered two-year terms. The term ends during the first Public Policy Meeting corresponding to the end of the term for which they were appointed. A term may begin or end no sooner than the first day of the Public Policy Meeting and no later than the last day of the Public Policy Meeting as determined by the mutual agreement of the current Chair and the new Chair.

If the Working Group Chair is unable to serve his or her full term, the Working Group may select a replacement to serve the remainder of the term. If the Working Group Chairs are unable to attend the Public Policy Meeting, the Working Group shall nominate a Chair for the session. Anyone present at the meeting, whether in person or by remote participation, may participate in the selection process for a temporary Chair.

3.3 The Policy Development Working Group (PDWG)

The Policy Development Working Group (PDWG) is a forum open to the global community to discuss about Internet Number Resources policies and related topics applicable in the AFRINIC service region.

Any real person may participate, either in person or using Internet (email, videoconferencing, etc.) and that means it is considered part of the PDWG.

If necessary, taking into consideration the rights of Personal Data Protection, AFRINIC may formally verify the identity of the persons forming part of the PDWG.

Typically, most of the work is carried out through the Resource Policy Discussion (RPD) mailing list (rpd@afrinic.net) and the AFRINIC Public Policy Meetings (PPM).

Normally, 2 PPM will be held per calendar year, which might be on-line, in-person, or hybrid. If needed, more PPM could be held on-line only, in order to split the workload across the year, having shorter PPM sessions, facilitating the PDWG to concentrate in a smaller number of proposals.

Other on-line sessions could be carried out in order to gather community inputs, or just as informative sessions, however those don’t count towards the consensus determination.

3.4.1 Draft Policy Proposal

During the development of a policy, draft versions of the document are made available for review and comment by publishing them on the AFRINIC website and posting them to the  rpd@afrinic.net mailing list. Each draft policy is assigned a unique identifier by AFRINIC and the AFRINIC website shall also contain the version history and the status of all proposals.

The draft policy shall be available for review for at least four weeks before the next Public Policy Meeting. The author(s) shall make the necessary changes to the draft policy according to the feedback received. The Working Group Chair(s) may request AFRINIC to provide an analysis (technical, financial, legal, or other), of the impact of the draft policy proposal.

A draft policy expires after one calendar year unless it is approved by the AFRINIC Board of Directors as a policy. The timeout period is restarted when the draft policy is replaced by a more recent version of the proposal. A draft policy can be withdrawn by the author(s) by sending a notification to the Resource Policy Discussion mailing list.

 3.4.1 Policy Proposal and Discussion Timing

During the development of a policy, versions of a policy proposal document are made available for discussion by publishing them on the AFRINIC website and posting them to the  rpd@afrinic.net list.

Each Policy Proposal Version (PPV) is assigned a unique identifier by AFRINIC and the AFRINIC website must also contain the version history and the status of all proposals.

For every PPV, AFRINIC must publish an Impact Analysis (IA) in a maximum of 4 weeks (from the submitted date) and at least 1 week before the PPM. When a complete IA is not possible within that timeframe, it should be duly justified in the RPD list, and at least a draft version must be available.

The PPV must be available for discussion for at least 2 weeks before the next PPM.

The author(s) must make the necessary changes to the PPV according to the feedback received.

A PPV expires after 6 months unless it has been submitted by the Chairs for ratification by the AFRINIC Board of Directors as a policy. The timeout period is restarted when the PPV is replaced by a new version. A Policy Proposal can be withdrawn by the author(s) by sending a notification to the RPD List.

An appeal pauses the 6-months expiry counter until the Appeal is resolved by the Appeal Committee (AC).

Expired PPVs may be updated at a later stage and will not be considered a new proposal so that they will keep the previous ID.

Any PPV must be discussed on the RPD List for a minimum of 8 weeks and maximum, the period of time required so it can be presented in the PPM. Consensus for a Policy Proposal can be determined only once it has been presented and discussed in the PPM.

However, if a PPV has been already presented in a PPM, under the request of the author(s), the Chairs could decide that a new presentation (at a PPM) is not needed if consensus could already be achieved in the RPD List. However, the 8 weeks discussion period in the RPD List is still required.

3.4.2 Public Policy Meeting

The draft policy is placed on the agenda of an open public policy meeting. The agenda of the meeting shall be announced on the Resource Policy Discussion mailing list at least two weeks prior to the meeting. No change can be made to a draft policy within one week of the meeting. This is so that a stable version of the draft policy can be considered at the meeting. The Chair(s) determine(s) whether rough consensus has been achieved during the Public Policy Meeting.

The Chair(s) shall publish the minutes of proceedings of the Public Policy Meeting not later than three weeks after the meeting.

3.4.2 Public Policy Meeting and Consensus Determination

Any new PPV must be placed on the agenda of a PPM. The agenda of the meeting must be announced on the RPD List at least 1 week prior to the meeting. No change can be made to a PPV within 1 week of the meeting. This is so that a stable version of the Policy Proposal can be considered at the meeting.

Once the minimum 8 weeks of discussion in the list and a presentation at the PPM (for never presented Policy Proposals) are met, the Chairs have a maximum of 2 weeks to determine whether rough consensus has been achieved (considering both list and meeting).

The Chairs must publish the minutes of proceedings of the PPM not later than 2 weeks after the meeting.

For every PPV that doesn't reach a consensus, the Chairs should clearly state the reasons in order for the authors to be able to work in an improved version.

3.4.3 Last Call

A final review of the draft policy is initiated by the Working Group Chair(s) by sending an announcement to the Resource Policy Discussion mailing list. The Last Call period shall be at least two weeks. The Working Group Chair(s) shall evaluate the feedback received during the Public Policy Meeting during this period and decide whether consensus has been achieved.

3.4.3 Last-Call

A final discussion of the PPV is initiated by the Working Group Chairs by sending an announcement to the RPD List. The Last-Call period must be 2 weeks.

Within 1 week after the end of the last-call, the Working Group Chairs must confirm whether consensus is maintained.

The purpose of the “last-call” is to provide the community with a brief and final opportunity to comment on the PPV. Consequently, during this period pure editorial comments may be submitted and, exceptionally, objections if any aspect is discovered that was not considered in the discussion prior to determining consensus. Any new objections must also be substantiated and must therefore not be based on opinions lacking a technical justification.

In case of editorial modifications, a new version must be published and the last-call period restarted.

3.4.4 Approval

The Working Group Chair(s) shall recommend the draft policy to the AFRINIC Board of Directors for approval if it has the consensus of the Policy Development Working Group. The recommendation shall include a report of the discussions of the draft policy and feedback from the Last Call. The draft policy shall be ratified by the AFRINIC Board of Directors.

3.4.4 Approval

If consensus is declared, the Working Group Chairs will submit the Policy Proposal to the AFRINIC Board of Directors for ratification, including a short report of the discussions. The Board, as soon as possible after the report submission, must either:

• Ratify the proposal by analyzing with the staff the implementation details and timing, or
• Return the proposal to the PDWG for further discussion, justifying the reasons and possible alternatives, so the authors can decide if they want to submit an updated version.

The Board must communicate the decision to the PDWG.

 None

3.4.5 Additional Functions of the AFRINIC Board of Directors

The community is the only responsible for the Policy Development, by means of the PDP. However, in exceptional emergency situations, duly justified, the Board may define temporary policy changes, which will only be valid until the next PPM.

Those changes must be introduced as a Policy Proposal so they can be endorsed (or not) by the community. Attending to the exceptionality, the “Varying the Process” section could be used in order to try to speed up the process.

In the event that such Policy Proposal doesn’t reach consensus, it will not be further enforced or implemented, however, any actions taken in terms of the policy up to the non-consensus determination, will remain valid.

3.5 Conflict Resolution

A person who disagrees with the actions taken by the Chair(s) shall discuss the matter with the PDWG Chair(s) or with the PDWG. If the disagreement cannot be resolved in this way, the person may file an appeal with an Appeal Committee appointed by the AFRINIC Board of Directors. An appeal can only be filed if it is supported by three (3) persons from the Working Group who have participated in the discussions.

The appeal must be submitted within two weeks of the public knowledge of the decision. The Appeal Committee shall issue a report on its review of the complaint to the Working Group. The Appeal Committee may direct that the Chair(s) decision be annulled if the Policy Development Process has not been followed.

Anyone may request the recall of a Working Group Chair at any time, upon written request with justification to the AFRINIC Board of Directors. The request must be supported by at least five (5) other persons from the Working Group. The AFRINIC Board of Directors shall appoint a recall committee, excluding the persons requesting the recall and the Working Group Chairs. The recall committee shall investigate the circumstances of the justification for the recall and determine the outcome.

3.5 Conflict Resolution

A person who disagrees with the actions taken by the Chair(s) shall discuss the matter with the PDWG Chair(s) or with the PDWG. If the disagreement cannot be resolved in this way, the person may file an appeal with an AC, appointed by the AFRINIC Board of Directors. An appeal can only be filed if it is supported by three (3) persons from the Working Group who have participated in the discussions.

The appeal must be submitted within two weeks of the public knowledge of the decision. The AC shall issue a report on its review of the complaint to the Working Group. The AC may direct that the Chair(s) decision be annulled if the Policy Development Process has not been followed.

Anyone may request the recall of a Working Group Chair at any time, upon written request with justification to the AFRINIC Board of Directors. The request must be supported by at least five (5) other persons from the Working Group. The AFRINIC Board of Directors shall appoint a recall committee, excluding the persons requesting the recall and the Working Group Chairs. The recall committee shall investigate the circumstances of the justification for the recall and determine the outcome.

Appeals and Recalls don’t modify the timing of the PDP. However, the Board must hold the ratification in case of an Appeal pending of resolution by the AC.

3.6 Varying the Process

The process outlined in this document may vary in the case of an emergency. Variance is for use when a one-time waving of some provision of this document is required.

• The decision to vary the process is taken by a Working Group Chair.
• There must be an explanation about why the variance is needed.
• The review period, including the Last Call, shall not be less than four weeks.
• If there is consensus, the policy is approved and it must be presented at the next Public Policy Meeting.

3.6 Varying the Process

The timing outlined in this document may vary in the case of an emergency.

1. The decision to vary the process is taken by the Working Group Chairs.
2. There must be a clear and sufficient justification about why the variance is needed.
3. The discussion period for the Policy Proposal will be 4 weeks and the Last Call one week.
4. If there is consensus, the policy is approved and it must be presented at the next PPM.

Date

Details

Version 3: AFPUB-2021-GEN-002-DRAFT03

• Updates related to the expiry of PPV.

Version 2: AFPUB-2021-GEN-002-DRAFT02

• Changes to accommodate legal terminology as being misunderstood by the staff
• Accommodated 3.6 to be shorter and avoid interpretation doubts.

Version 1: AFPUB-2021-GEN-002-DRAFT01

• Initial Draft Posted to rpd